77 West Wacker Dr (35012), United States of America, Chicago, Illinois

　　Senior Risk Compliance Testing Associate - Anti-Money Laundering and Sanctions

　　The Anti-Money Laundering (AML) Controls & Monitoring team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance testing related to AML and Sanctions requirements - under the leadership of a team leader, independently validating control design and operating effectiveness, and providing support related to process and controls initiatives within the AML program, as needed.

　　Responsibilities will include (but may not be limited to):

　　Executing control testing for AML and Sanctions related requirements in accordance with relevant procedures and expectationsManaging to testing schedules to ensure all tasks and reporting are completed within established timeframesAnalyzing data from multiple sources and systematically documenting the work and resultsReviewing tests executed by peers for accuracy and adherence to test proceduresEstablishing and maintaining strong relationships with Compliance Advisors and Business Areas, as neededAssisting in communicating results to management and Compliance Officers, as neededParticipate in process and controls initiatives, as needed

　　Basic Qualifications:

　　High School Diploma, GED or equivalent certificationAt least 1 year of Anti-Money Laundering (AML) compliance experience, or at least 1 year of financial services experience

　　Preferred Qualifications:

　　At least 2 years of financial services Anti-Money Laundering (AML) compliance monitoring experienceAt least 2 years of Anti-Money Laundering (AML) compliance auditing experienceAt least 2 years of experience with Microsoft Office Suite or Google SuiteAt least 2 years of Data Analytics using Tableau, SQL, or other analytics toolsBachelor's degree

　　At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

　　Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

　　This role is expected to accept applications for a minimum of 5 business days.

　　No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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　　Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).