Overview
The Regulatory Remediation Oversight team is responsible for partnering with internal stakeholders across the Bank to execute regulatory response and remediation processes by assisting with the development and tracking of project management plans associated with regulatory findings. We are seeking an experienced risk professional to join our growing team. The ideal candidate will have experience in developing regulatory responses, particularly within the risk management function. Additionally, the candidate should possess demonstrated experience working with senior leaders and associates across all levels of the organization to build trust and credibility through strong interpersonal skills, clear communication, and consistent actions. A candidate with a background in risk management or credit risk management and familiarity with the regulatory examination process is preferred.
Responsibilities
Oversee response activities by advising stakeholders in responding to regulatory issues. Assist management in conducting root cause analyses for regulatory issues in support of the design and implementation of corrective actions and remediation plans. Apply risk management skills to evaluate regulatory issues to understand their scope, severity, and potential impact to the Bank. Interpret complex regulatory issues and summarize them into actionable guidance for business units and supporting stakeholders aligned with Bank-wide risk priorities and expectations. Escalate concerns with execution towards established timelines. Use high degree of judgment to review, address, and resolve complex issues with internal stakeholders, providing issue management expertise during the issue remediation lifecycle. Work with senior leaders and associates across all levels of the organization to build trust and credibility through strong interpersonal skills, clear communication, and consistent actions. Qualifications
Bachelor's Degree and 6 years of experience in Financial Services, Enterprise Risk Management, Operational Risk Management, Compliance, Audit, Finance, or Accounting OR High School Diploma or GED and 10 years of experience in Financial Services, Enterprise Risk Management, Operational Risk Management, Compliance, Audit, Finance, or AccountingPreferred Education: Advanced Degree
Preferred Area of Experience: A candidate with a background in risk management or credit risk management and familiarity with the regulatory examination process is preferred.Ability to work in a fast-paced, deadline driven environment requiring attention to detail and strong organizational skills. Proven track record of successfully responding to regulatory issues. Demonstrated experience in collaborating with, effectively leading, and tactfully challenging cross-functional teams, encompassing business managers, auditors, risk analysts, and project/program managers. Strong analytical skills with the ability to identify potential roadblocks, mitigate risk, and adapt plans necessary to ensure project success. Experience balancing multiple projects and priorities while maintaining a focus on timelines and deliverables. Effective communication skills-both oral and written-to collaborate with cross-functional teams, stakeholders, and leadership. Proven experience working in a banking risk and compliance function handling highly-sensitive information. Familiarity with the complete regulatory examination process, encompassing examinations, ongoing monitoring, issue management, response management and reporting is a plus. Proficient to advanced skills with the Microsoft Suite, including Word, Excel, PowerPoint, Visio and Outlook, with the ability to create, edit, and format documents, tools, spreadsheets, presentations, and emails.