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Risk and Control Specialist
Risk and Control Specialist-November 2024
New York
Nov 21, 2024
ABOUT UBS
At UBS we’re reimagining the power of people and capital to create a better world for all of us. We are the largest truly global wealth manager.
10,000+ employees
Financial Services, Fintech
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About Risk and Control Specialist

  Your role

  Are you incredibly organized with an eye for detail? Do you have a high client service orientation and a strong risk awareness?

  • Acting as a point of contact and subject matter expert in operational risk framework and identification of risk Integrated Client Lifecycle Services Organization operation, this includes:

  • Provide guidance to ensure the timely and accurate assessment, capture and maintenance of Operational Risk issues like Risk Events, Emerging Risks and Non Financial Risk Issues.

  • Owning and Executing timely closure of risk packets including electing the appropriate risk mitigation.

  • Support and challenge functional teams in determination of sustainable remediation activities to address operational risk issues and audit actions.

  • Work with Global teams to Deliver and monitor progress in risk remediation activities.

  • Provide key stakeholders with timely and accurate reporting of all operational risk related items and events;

  • Lead Risk forums and implement key controls across Integrated Client Lifecycle Services Organization globally.

  • Oversee execution independent testing of 1LoD Key Controls and lead the Next Generation team for Integrated Client Lifecycle Services Organization Risk and Control Function.

  • Provide proactive and constructive challenge in all aspects of the role, encouraging best practice and striving for consistency on a global basis.

  • Design and document control processes and procedures and identify, evaluate and mitigate risks for deficient controls

  Join us

  At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

  From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

  Disclaimer / Policy Statements

  UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

  Your team

  You will be joining the Risk and Control function within Integrated Client Lifecycle Services Organization in the Investment Bank Operations. The role is based in New York City. We are focused on delivering best in class risk operational services. Interaction is with stakeholders such as Compliance, Internal Audit, Business Risk Manager, Regulators, FinCrime, Legal in addition to our internal stakeholders within Integrated Client Lifecycle Services Organization.

  Your expertise

  • Previous experience in the banking industry, experience in US non-AML regulations a plus.

  • Strong communication, presentation, and organizational skills, with the ability manage multiple deliverables while balancing stakeholder demand.

  • A passion for delivering results in an independent and within a team structure.

  • Knowledge of Excel, Alteryx, SharePoint, PowerBI preferable.

  • Strong project management skills and ability to thrive in a high-paced environment in a consistently professional matter.

  About us

  UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

  We have a presence in all major financial centers in more than 50 countries.

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