Home
/
Comprehensive
/
Quality Control Manager - Assistant Vice President
Quality Control Manager - Assistant Vice President-March 2024
Temple Terrace
Mar 16, 2025
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Quality Control Manager - Assistant Vice President

  Company Profile

  Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm’s employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

  As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career – a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

  Department Profile

  The WM and U.S. Banks Financial Crimes Risk Team is embedded within the Firm’s business line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. The WM and U.S. Banks Financial Crimes Risk Team is considered the first line of defense and supports the onboarding, enhanced due diligence, and negative news processes for Morgan Stanley.

  Primary Responsibilities

  Determine sampling population in accordance with proceduresAssist in preparing ongoing and ad hoc reporting for senior managementReport metrics and communicate results to senior management and stakeholdersShare any required feedback with QC Analysts to ensure consistency / standardize findingsEscalate weekly results with Quality Control Bank Officers for final review and sign-off#LI-AJ1

  #LI-AJ1Required Experience:

  Minimum undergraduate degree in related field or an equivalent combination of training and experienceMinimum 3-5 years of experience in financial crimes/AML compliance testing, Audit or similar related QA/QC testing experienceSkills Required: * Strong knowledge of AML regulatory requirements and expectations (Domestic - US and International - non-US), MS WM and U.S. Banks Financial Crimes Risk policies and procedures, KYC standards, and QC Program and procedures * Good managerial, communications, analytical, project management and planning skills to be able to implement QC Testing Program including sampling methodology, developing metrics and reporting, and coordinating with QC Analysts to drive consistency in QC testing and outcomes as appropriate * Good knowledge of business, products, operations, systems and organization to be able to implement the QC program * Basic knowledge of MS Office (Microsoft Excel/PowerPoint/Word/Access)

  Ability to: * Take initiative, analyze, summarize, and communicate effectively * Investigate, identify issues, impacts and trends as a result of QC testing to propose comprehensive solutions * Identify and recommend improvements to the QC Program * Multitask effectively and action matters promptly * Work independently and in a team environment * Handle highly confidential information with appropriate discretion. * Work in a high volume, fast paced environment; and * Work in a matrixed organization, leveraging resources across the organization in order to perform QC activity and make recommendations based on QC findings * Collect data, develop trend analysis, and prepare reporting of key QC metrics for relevant stakeholders.

  Additional Skills Desired: * Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license/audit/control testing certification (is a plus)

  Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

  It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

  Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

  Expected base pay rates for the role will be between $80,000 and $125,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs. * #LI-AJ1

  #LI-AJ1

  Job: *Wealth Management

  Title: Quality Control Manager - Assistant Vice President

  Location: Florida-Temple Terrace

  Requisition ID: 3245955

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Mergers & Acquisitions (M&A) Tax Senior
Mergers & Acquisitions (M&A) Tax Senior Description At Moss Adams, we champion authenticity. For us, that means fostering a culture of talented people who care—about you, about our clients, a
RN - Registered Nurse - Med/Surg Neuro - Nights
Position Description: RN The Clinical Nurse II responsibilities include:   Independently cares for a group of patients consistently using the nursing process and clinical standards. Delegates appropr
Medical Receptionist - PER DIEM - Troy, NY - local travel required
Employment Type: Part time Shift: Day Shift Description: Registration Associate – Troy, NY - PER DIEM If you are looking for a position as a Registration Associate, this could be your opportunity. Th
Urologist - Valley (MN & WI)
Urologist | Stillwater, MN, Hudson, WI, New Richmond, WI and Amery, WI HealthPartners is looking for Urology physician to join our team. Being a part of our team means you will have an impact on the
Night Shift Area Leader (Production) - Seneca Battery
About us BorgWarner is a global product leader in delivering innovative and sustainable mobility solutions for the vehicle market. We are a company of innovators and independent thinkers that brings
Crew Member
Crew Member (24003642) Description CULTIVATING A BETTER WORLD Food served fast doesn't have to be a typical fast food experience. Chipotle has always done things differently, both in and out of our r
barista - Store# 75095, S ZARZAMORA @ I-35
Join us and inspire with every cup! At Starbucks, it’s all about connection. People are at the heart of who we are, especially the people that are a part of our store team. We connect with each other
CDL A Truck Driver
CRST is one of the nation’s largest transportation companies, providing total transportation solutions and comprehensive logistics services to customers all over North America. We are looking for Com
Oracle NetSuite - Account Executive - East - Mid-market
Job Description About Oracle NetSuite Oracle NetSuite was founded in 1998 and is widely recognized as the first cloud computing software company. Having over 36,000 customers, we are a world leader i
Trade & Shopper Marketing Manager, Personal Health Singapore
Philips is a global leader in health technology, committed to improving billions of lives worldwide and striving to make the world healthier and more sustainable through innovation. Driven by the vis
Copyright 2023-2025 - www.zdrecruit.com All Rights Reserved