Home
/
Comprehensive
/
Non-Financial Risk Assessments, Vice President
Non-Financial Risk Assessments, Vice President-August 2024
Baltimore
Aug 14, 2026
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Non-Financial Risk Assessments, Vice President

  Morgan Stanley Overview:Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.

  As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

  Legal and Compliance Division Overview:The professionals in the Legal and Compliance Division LCD provide a wide range of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non-Financial Risk departments which preserve the firm's invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that are designed to meet regulatory requirements around the world. We also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm's businesses.

  Background on the Position**

  The role will reside within Morgan Stanley’s Non-Financial Risk Department within the Risk Assessments team.

  Non-Financial Riskis the risk of economic, reputational, regulatory, financial reporting, and client impact from failed or inadequate processes, data, or controls; from system changes, failures, disruption or other infrastructure and environmental factors; or from intentional or inadvertent actions of employees, contingents, or external parties.

  The Risk Assessments team defines the framework and requirements, including roles and responsibilities for the Firm-wide Operational Risk and Control Self-Assessment (RCSA) and Compliance Risk Assessment (CRA) programs. The team is the main point of coordination for the businesses and independent risk management teams in relation to these programs. The team monitors compliance with minimum standards, provides guidance, training, and support throughout the execution process. In addition, the team co-ordinates completion of the independent risk management review & challenge process. To perform this role successfully, a high level of interaction is required with business areas at all levels of the organization, internally.

  Primary Responsibilities

  Support the execution of the Firm's Risk Assessment and Controls program, working closely with Business Unit and Infrastructure groupsSupport the development and enhancement of program minimum standards and proceduresParticipate in the data collection and mapping for compliance risks, including rules and regulations, policies and procedures, and controlsSupport stakeholders throughout the Compliance Risk Assessment process, including performing quality assurance on Compliance Risk Assessment rationales, and ratingsReview complex information and large data sets with the ability to simplify for effective communication and presentation to Senior ManagementCollaborate with other Operational Risk and Compliance Risk projects as required, for successful delivery and execution of the Risk Assessments programPartner with stakeholders across the organization in 1st and 2nd line to execute strategic initiatives related to the Non-Financial Risk Assessment (Operational and Compliance risks)

  *Qualifications:

  7 years’ experience working in Operational Risk Management, Internal Audit, Compliance or ConsultingKnowledge of common approaches to the Risk and Control Self- Assessment (RCSA) and/or Compliance Risk Assessment (CRA)Excellent verbal and written communication skills, with ability to influence and catalyze decisions from senior managementStrong leadership and project management skillsStrong problem-solving and analytical skillsAbility to present complex issues clearlyHighly proficient in MS Office Suite (e.g., PowerPoint, Excel)Familiarity with analytics and BI tooling (e.g. Qlikview, Tableau) (preferred)Bachelor's degree minimumJob: *Compliance

  Title: Non-Financial Risk Assessments, Vice President

  Location: Maryland-Baltimore

  Requisition ID: 3245963

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Oncology RN, PT Nights
At Central Maine Healthcare our team members are committed to providing exceptional care and experiences for our community and for each other every day. Why This Role Is Important to Us: Nurses in th
Residential Liaison
Live Your Passion. Add Your Magic. At Montage International, we are doing something different, something exciting and it takes passionate people to bring our vision to life. We have built a culture t
Registered Nurse - Med/Surg (NightShift)
Job Description Location: Bedford, IN or Bloomington, IN Shift: Weekdays - 3x12s - Nights  · 7PM-7AM  · Every 3rd weekend shift  · Self-Scheduling  · Every 3rd holiday NO call Skills and Requirements
Deli Host
Req ID: 430188 Address: Hwy 78 (I-22) & Hwy 7 Holly Springs, MS, 38634 Welcome to Love’s! * * Where People are the Heart of Our Success * * Deli Host    As a Deli Host, we want you to go beyond t
Tier 1/Tier 2 Technician
Do you enjoy solving problems and helping people meet their business challenges? Are you interested in a flexible and growing work environment that encourages professional and personal development?We
Director of Accounting
Description Robert Half is currently seeking a seasoned and well-organized Director of Accounting for a client in Virginia Beach, Virginia. In this pivotal role, you will be tasked with a diverse ran
Legal Secretary
Description We are seeking a skilled and versatile Legal Secretary to join our dynamic team. The ideal candidate will play a crucial role in providing administrative support across various legal depa
Security Officer - Armed
Allied Universal®, North America’s leading security and facility services company, provides rewarding careers that give you a sense of purpose. While working in a dynamic, diverse and inclusive workp
Project Engineer
This position does not require relocation, however, it requires rotational travel for a minimum of 3 weeks at a time, with one weekend home (typical). Conti Federal Services is a leading global const
Outpatient Therapy Clinician
Portland, ME, USA | Clinical | Full Time $2,000 Sign-On Bonus!!!! Spurwink is currently looking for a clinician to join our robust and growing Portland Outpatient Therapy Team! This clinician will pr
Copyright 2023-2026 - www.zdrecruit.com All Rights Reserved