Home
/
Comprehensive
/
Non-Financial Risk Assessments, Vice President
Non-Financial Risk Assessments, Vice President-April 2024
Baltimore
Apr 2, 2026
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Non-Financial Risk Assessments, Vice President

  Morgan Stanley Overview:Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.

  As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

  Legal and Compliance Division Overview:The professionals in the Legal and Compliance Division LCD provide a wide range of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non-Financial Risk departments which preserve the firm's invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that are designed to meet regulatory requirements around the world. We also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm's businesses.

  Background on the Position**

  The role will reside within Morgan Stanley’s Non-Financial Risk Department within the Risk Assessments team.

  Non-Financial Riskis the risk of economic, reputational, regulatory, financial reporting, and client impact from failed or inadequate processes, data, or controls; from system changes, failures, disruption or other infrastructure and environmental factors; or from intentional or inadvertent actions of employees, contingents, or external parties.

  The Risk Assessments team defines the framework and requirements, including roles and responsibilities for the Firm-wide Operational Risk and Control Self-Assessment (RCSA) and Compliance Risk Assessment (CRA) programs. The team is the main point of coordination for the businesses and independent risk management teams in relation to these programs. The team monitors compliance with minimum standards, provides guidance, training, and support throughout the execution process. In addition, the team co-ordinates completion of the independent risk management review & challenge process. To perform this role successfully, a high level of interaction is required with business areas at all levels of the organization, internally.

  Primary Responsibilities

  Support the execution of the Firm's Risk Assessment and Controls program, working closely with Business Unit and Infrastructure groupsSupport the development and enhancement of program minimum standards and proceduresParticipate in the data collection and mapping for compliance risks, including rules and regulations, policies and procedures, and controlsSupport stakeholders throughout the Compliance Risk Assessment process, including performing quality assurance on Compliance Risk Assessment rationales, and ratingsReview complex information and large data sets with the ability to simplify for effective communication and presentation to Senior ManagementCollaborate with other Operational Risk and Compliance Risk projects as required, for successful delivery and execution of the Risk Assessments programPartner with stakeholders across the organization in 1st and 2nd line to execute strategic initiatives related to the Non-Financial Risk Assessment (Operational and Compliance risks)

  *Qualifications:

  7 years’ experience working in Operational Risk Management, Internal Audit, Compliance or ConsultingKnowledge of common approaches to the Risk and Control Self- Assessment (RCSA) and/or Compliance Risk Assessment (CRA)Excellent verbal and written communication skills, with ability to influence and catalyze decisions from senior managementStrong leadership and project management skillsStrong problem-solving and analytical skillsAbility to present complex issues clearlyHighly proficient in MS Office Suite (e.g., PowerPoint, Excel)Familiarity with analytics and BI tooling (e.g. Qlikview, Tableau) (preferred)Bachelor's degree minimumJob: *Compliance

  Title: Non-Financial Risk Assessments, Vice President

  Location: Maryland-Baltimore

  Requisition ID: 3245963

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Performance Engineer - 5135384
Accenture Flex offers you the flexibility of local fixed-duration project-based work powered by Accenture, a leading global professional services company. Accenture is consistently recognized on FORT
Patient Care Technician (PCT) - Preoperative Care Unit
Performs a variety of patient care and administrative support functions under the supervision of a Medical Center Registered Nurse (RN) in an inpatient or outpatient setting. Assists patients with pe
Senior Software Engineer
JOB REQUIREMENTS: Senior Software Engineer ID 2024-5297 Location : CityMadison Category Info Tech & Internet Services FTE 1.0 ScheduleMonday-Friday 8 am - 5 pm with flexibility Salary Grade Compe
Data Analyst Intern
Data Analyst Intern - 00001K9I Description Johnson & Johnson Global Services (GS), the global shared services organization supporting the businesses of Johnson & Johnson, performs select func
Senior Systems Administrator
Are you looking to make an immediate impact where you can help our clients solve their business challenges? Deloitte's Core Business Operations (CBO) portfolio operates at the center of our client's
Equipment Supervisor
ITW (NYSE:ITW) is a Fortune 200 global multi-industrial manufacturing leader with revenue totaling $14.8 billion in 2018. The company’s seven industry-leading segments leverage the unique ITW Busines
Industrial Machine Maintenance
Admiral Beverage believes in investing in its people, business partners,and communities, to continually grow and offer the best products andservices in the region. With the strength of a large compan
Business Operations Analyst Internship
JOB REQUIREMENTS: Business Operations Analyst Internship PaidInternship - Summer 2024 Corporate Headquarters 12575 Uline Drive,Pleasant Prairie, WI 53158 Are you a college student looking to level up
Digital Product Owner
Are you a digital evangelist interested in driving the future digital eco-system of diagnostic technology and automotive repair tools? Come join Matco Tools, a leading manufacturer and distributor of
Adjunct Instructor 3 - Anthropology
Position Title: Adjunct Instructor 3 - Anthropology   Location: Big Rapids (Main Campus)   Department: 33600 - Social Sciences   Advertised Salary: $48,000 to $50,000 - Salary commensurate with quali
Copyright 2023-2026 - www.zdrecruit.com All Rights Reserved