Your role

　　Are you detail oriented even when multitasking? Are you interested in trading products as well as regulatory requirements? Are you inquisitive with an analytical and risk-aware mind-set? We are looking for someone like that to help us:

　　• support ongoing regulatory reporting requirements, focused primarily on the Consolidated Audit Trail (CAT) requirements.

　　• track, analyze, and document outcomes as part of the Firm's CAT error handling obligations.

　　• monitor and interact with other Industry Members in the investigation and resolution of CAT inter firm mismatches.

　　• perform analysis to identify trends and anomalies that may impact compliance with CAT reporting.

　　• ensure completeness, accuracy, and timeliness requirements for CAT reporting.

　　• investigate and resolve exceptions based on daily feedback on CAT submissions.

　　• conduct and document monitoring reviews to assess compliance with regulations applicable to Global Markets.

　　• support senior staff in researching and responding to regulatory requests.

　　• lead integral governance efforts and develop Management Information (MI) to assist in the Firm's compliance efforts.

　　• work closely with Technology staff on daily processes including efforts to improve reporting quality and address CAT errors within a prescribed regulatory timeframe.

　　Join us

　　At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

　　From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

　　Disclaimer / Policy Statements

　　UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

　　Your team

　　You'll be working in the Global Markets Regulatory Risk Management team. We are a Front Office function focused on ensuring necessary processes exist to support compliance with relevant securities laws, rules, regulations, and internal policies. We work with a number of internal areas, including Sales and Trading, COO, Operations, Compliance & Operational Risk Control, and IT.

　　Your expertise

　　• financial Industry experience with expertise with the Consolidated Audit Trail ("CAT") regulatory reporting obligations.

　　• familiarity with FIX protocol is preferable.

　　• a degree in any discipline will be considered, but preferably in Finance / Economics / Business Management / Business Analytics.

　　• knowledge of equities products and trade flows, with a focus on trading systems and reporting processes.

　　• knowledge of investment bank products, trade life cycle, and trade booking models preferable.

　　• experience in Compliance, Operational Risk and Control, Operations, or Technology areas in the financial services industry preferred.

　　• strong Excel as well as analytical and problem-solving skills across large data sets.

　　• a risk and control mind set, with solid communication skills, drive and commitment.

　　• able to manage high volumes of client requests and identify resources required to complete tasks to a high standard.

　　• able to apply a technical understanding to data in order solve for complex problems.

　　• team-oriented, while able to complete tasks independently.

　　• innovative in your approach to solving day-to-day process problems.

　　About us

　　UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

　　With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?