Home
/
Comprehensive
/
Global Banking and Markets - Operations - Equities Franchise
Global Banking and Markets - Operations - Equities Franchise-November 2024
Salt Lake City
Nov 23, 2024
About Global Banking and Markets - Operations - Equities Franchise

  Title- Equities Franchise - AnalystLocation- Salt Lake City, UTDuration- 6 MonthsPay Rate- $ 20/hr

  JOB SUMMARY AND RESPONSIBILITIES* Draft OTC derivative trade confirmations (in equity derivatives.)* Demonstrate technical acumen and accuracy ensuring confirmations utilize the appropriate ISDA Definitions, Supplements and MCAs.* Mitigate risk through maintaining accuracy and consistency around termsheets, risk bookings and confirmations.* Proactively partner with internal groups (sales, trading, compliance) to execute confirmations.* Design and initiate process improvements with thorough understanding of template architecture.* Partner with the Legal Department to agree upon appropriate templates for new structures.* Take responsibility for maintaining timeliness in accordance with market standards and regulatory requirements.

  SkillsBASIC QUALIFICATIONS* Understanding of risk and controls required to support derivative transactions.* Contributes to the effectiveness of the team by working closely with colleagues by sharing information, skills, and responsibilities.* Excellent attention to detail and accuracy.* Effective problem solver.* Takes actions to ensure that controls are in place and procedures are followed.* Strong Microsoft Excel skills.* Skilled at gathering and analyzing quantitative data to guide decision-making.* Demonstrates strong leadership skills, ability to gather stakeholder support for initiatives across teams and see them through to execution.

  Primary Responsibilities* Set strategy and direction for tech and workflow initiatives that will improve execution process and mitigate risk efficiently.* Assist with reporting and presentations that articulate the overall compliance metrics, story, and strategy.* Work directly with the line teams to identify non-compliant themes and patterns and improve execution timelines.* Work closely with Ops Senior Management, Sec Div Compliance, and Sales PMDs in the Securities Division to develop and execute on firmwide compliance strategy.* Set strategy and direction for the team that will improve compliance rates.* Work directly with the line team to ensure risk is mitigated via Affirm and Confirmation process for EQD derivative trade confirmations.* Demonstrate technical judgment and accuracy by ensuring the team understands the economics of the trade and verify the accuracy in the firm's booking systems.* Mitigate risk through maintaining accuracy and procedural conformity.* Assist in the resolution of any exceptions that may arise in a timely manner.* Proactively partner with internal groups (sales, trading, compliance) to execute EQD confirmations. Design and initiate process improvements with thorough understanding the lifecycle of the trade and confirmations platforms.* Act as a Client Relationship Manager, partner with the Sales and Trading desks to offer best in class client service.* Take responsibility for maintaining timeliness in accordance with market standards and regulatory requirements.* Review and detailed analysis of EQD derivatives trade documentation drafted by Legal, External Counsel or our Counterparties.* Implementation of small and incremental enhancements to the existing workflow.* Effectively manage all Operational and Reputational Risk.

  Education:* Bachelor's DegreeBelow is the brief... For full info follow application link.

  SPECTRAFORCE is an equal opportunity employer and does not discriminate against any employee or applicant for employment because of race, religion, color, sex, national origin, age, sexual orientation, gender identity, genetic information, disability or veteran status, or any other category protected by applicable federal, state, or local laws. Please contact Human Resources at [email protected] if you require reasonable accommodation.

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Specialist, Field Engineering - Avionics
Job Title: Specialist, Field Engineering – Avionics Job Code: 1725 Job Location: Fort Walton Beach, Florida – (Responsibilities must be performed on-site.) Job Schedule: 5/8 – (Monday thru Friday) Jo
Mechanical/Energy Engineer - Remote
Your Impact: Our People & Places Solutions business – reinforces our drive to improve the lives of people everywhere and epitomizes the why of what we do – the tremendous positive impact and valu
Retail Supervisor
Job Title: Retail Store Supervisor Who we are: As one of the largest for-profit thrift operators in the United States, Canada and Australia for value priced pre-owned clothing, accessories and househ
Direct Support Professional
Description Lutheran Social Service of Minnesota is a dynamic social service organization serving children, youth and families, people with disabilities, older adults, and military veterans. Trustwor
ATI MGR of Crew Planning
DescriptionWhat we do:Air Transport International (ATI) is an experienced supplemental carrier with the ability to reach across the globe. ATI is an FAR Part 121 charter airline headquartered in Wilm
Hematology Social Worker
Job Description: The Certified Social Worker (CSW) utilizes clinical expertise to perform psychosocial assessment and develop/ implement a plan of care/treatment plan that provides extraordinary care
Aveanna Healthcare Private Duty Nurse LPN
Aveanna Healthcare Private Duty Nurse LPN Job Ref: 192012 Location: Dawsonville, GA 30534 Category: LPN/LVN Line of Business: PDS Pay Rate: $25.00 - $28.00 per hour ApplyRefer a FriendBack Find yours
District Support Pharmacist
Bring your heart to CVS Health. Every one of us at CVS Health shares a single, clear purpose: Bringing our heart to every moment of your health. This purpose guides our commitment to deliver enhanced
Retail Supervisor
Job Title: Retail Store Supervisor Who we are: As one of the largest for-profit thrift operators in the United States, Canada and Australia for value priced pre-owned clothing, accessories and househ
Sales Consultant - Channel
Overview Consult with America's businesses, leveraging Paychex key referral channels and partnerships to educate stakeholders on our services, and provide consultative solutions to increase market sh
Copyright 2023-2024 - www.zdrecruit.com All Rights Reserved