Your role

　　Are you ready to partner with key stakeholders across our business to ensure we remain incompliance with all applicable laws and regulations?

　　We are looking for someone who can:

　　• conduct compliance testing reviews of applicable laws, rules, regulations, and controls

　　• align testing plans to annual Compliance Risk Assessments and incorporate regulatory priorities accordingly

　　• prepare detailed work papers to support the results of the testing program

　　• partner with business stakeholders from various product and control functions to help strengthen and complete any remedial action plans

　　• support Compliance Officers across a range of consumer compliance matters

　　• comply with all regulations, policies and standards to be in line with our compliance and risk management culture

　　Join us

　　At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

　　From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

　　Disclaimer / Policy Statements

　　UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

　　Your team

　　The UBS Bank USA Compliance Team is based in Salt Lake City, UT, with roles aligned with products and services in Weehawken, NJ. You will primarily have regular interaction with business and Compliance partners, senior management in the Business, and partnering with stakeholders from various business and control functions to ensure that the Bank remains in compliance with all applicable banking laws and regulations

　　Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

　　Your expertise

　　• a university degree with ideally 4-8 years of relevant experience within the banking sector(regulatory consumer compliance and/or audit)

　　• knowledgeable of banking laws/regulations, specifically Consumer Financial Protection Bureau (CFPB) laws and regulations:

　　• excellent communication (both written and oral) with the ability to articulate logically and precisely

　　• strong organizational and project management skills

　　• analytical and team-oriented

　　• able to calmly manage conflict and pressure in a demanding, high-volume environment

　　• able to be flexible and capable of prioritizing based on changing demands

　　• knowledge of testing protocols

　　UBS-MOGUL

　　LI-UBS

　　*UBS-ACCA

　　About us

　　UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

　　With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

　　How we hire

　　This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html