Home
/
Management
/
Compliance Manager - Complaints Management (Hybrid)
Compliance Manager - Complaints Management (Hybrid)-November 2024
Raleigh
Nov 21, 2024
ABOUT FIRST CITIZENS BANK
First Citizens Bank is a full-service financial institution with nearly 550 locations nationwide.
10,000+ employees
Financial Services
VIEW COMPANY PROFILE >>
About Compliance Manager - Complaints Management (Hybrid)

  Overview

  This position manages compliance associates, initiatives, and activities related to FCB's Complaint Management Program that reduce risk and ensure regulatory compliance for the Bank. Oversees enterprise-wide initiatives with significant impact on daily processes. Represents compliance efforts on business projects and committees. Partners with lines of business to foster open communication and productive relationships throughout the implementation of changes. Provides personal leadership and expertise to ensure policies, procedures, and practices of the Bank comply with applicable laws and regulations.

  *This position is hybrid and requires 3 days per week in office (4300 Six Forks Road, Raleigh, North Carolina).

  Responsibilities

  Compliance Oversight - Manages a team of associates who analyze internal processes and systems related to complaint management for data gaps, discrepancies, or other compliance-related issues. Oversees the implementation of necessary changes to business processes, systems, or programs in accordance with external laws and regulations. Leads the review and execution of enterprise-wide initiatives that ensure regulatory, legal, and risk mitigation compliance.Business Strategy - Fosters productive relationships and open communication with management throughout the Bank to develop an appropriate compliance culture. Assists business lines in understanding their roles in compliance and risk mitigation efforts by serving as the point of contact for daily requests. Identifies opportunities to leverage technology that enhances processes, mitigates risks, and improves operational efficiencies.Managerial Functions - Establishes and monitors expectations to achieve company and department goals. Makes appropriate changes to team policies, procedures, and efficiencies in order to meet objectives. Manages the performance, training, and evaluation of assigned staff. Maximizes department achievements by providing professional development.Business Support - Partners on the development of key performance metrics and reporting criteria. Participates in business committees and other projects related to compliance, legal, and regulatory risk. Monitors and reviews high risk, escalated issues.Qualifications

  Bachelor's Degree and 6 years of experience in Compliance, Legal, Audit, Regulatory Compliance Management, Banking or other related experience OR High School Diploma or GED and 10 years of experience in Compliance, Legal, Audit, Regulatory Compliance Management, Banking or other related experiencePreferred Qualifications

  Project Management/Transformational Initiatives - Able to multi-task effectively without sacrificing speed or quality. Leadership experience within a fast-paced environment and driving multiple efforts forward in varying size and scope.Stakeholder Management/Constructive Challenge - Provide constructive feedback to senior leadership and develop partnerships to find an alternative path forward. -Reporting & Data Analysis - Comfortable with analyzing a broad data set and transforming data into actionable insights. Experience creating and delivering clear and concise messages across multiple levels of leadership.

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Assistant Manager, Specimen Processing
Company Overview  The people of Memorial Sloan Kettering Cancer Center (MSK) are united by a singular mission: ending cancer for life. Our specialized care teams provide personalized, compassionate,
Head of Institutional Sales, Hong Kong and Greater China
Capital Group Capital Group is a privately owned, independent investment manager that is one of the world's largest active managers with $2.2tn in AUM (at end Dec 2022). Our company's mission is to i
BDC Manager
Want to work for one of the top automotive companies in the DMV? Join Jim Koons Automotive Companies! We are seeking a BDC Manager to join our award-winning team at our Wilmington Lexus location! We
Correctional Captain
Introduction Looking to advance in your career with the Connecticut Department of Correction? If so, we invite you to check out this opportunity! The Department of Correction (DOC) is looking to hire
Senior Manager, Detection Engineering
Reports to: Director of Research and Development Location: Remote US Compensation Range: $190,000 to $210,000 base plus bonus and equity   What We Do:  Founded in 2015 as a fully remote company by fo
Manager-Client Accounting
Position: Manager-Client AccountingLocation: Hong Kong   The Maples Group is a standard bearer in financial and legal services, trusted by many of the world’s largest hedge fund managers, private equ
Driver Manager
Current Living Spaces Employees: Please apply via your internal Workday Account. At Living Spaces, we take pride in being an environment that cultivates the best in our Team Members. From our corpora
Head of Commercial Enablement & Organization
Position Overview: MediaRadar offers comprehensive advertising analysis for over 3.1 million brands across multiple media platforms including TV, digital, mobile, email, events, social media, and pri
Stage Manager
Position Information Job Category Casual Wage Position Title Stage Manager Full Time/Part Time Part Time Division Dean of the Faculty Department University Theater Hiring Wage/Salary Range $20/hr Dep
Assistant Construction Manager - Maricopa
Responsibilities Meritage Homes has an opportunity available as an Assistant Construction Manager in the City of Maricopa for personable individuals ready to take their careers to the next level! Spe
Copyright 2023-2024 - www.zdrecruit.com All Rights Reserved