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Compliance Analyst
Compliance Analyst-November 2024
Basildon
Nov 14, 2024
About Compliance Analyst

  Calling all innovators – find your future at Fiserv.

  We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv.

  Job Title

  Compliance Analyst

  Scope of position:

  Responsible for supporting the regulatory Compliance Director and MLRO primarily in the UK and at times, more broadly in EMEA.

  Position Overview:

  Fiserv operates a three lines of defence model, widely adopted in the financial industry. The position is within the second line of defence and responsible for assisting with the deployment of Fiserv’s Compliance program primarily in the UK and more broadly in EMEA.

  The Regulatory Compliance Analyst will be responsible for assisting the Regulatory Compliance Director, engaging directly with the first line of defence, senior leadership within the Fiserv group and if required, regulatory authorities.

  Assist with and perform regulatory compliance activities that support Fiserv’s ability to create value for investors, serve the needs of our clients and owner-associates, and meet regulatory obligations and standards. Maintain comprehensive governance and working partnership with business colleagues and clients to fulfil oversight and regulatory responsibilities.

  Position Responsibilities:

  Reporting to the Compliance Director and MLRO, the role will be hands-on, highly-engaged and involved in virtually all aspects of regulatory compliance within the UK and more broadly in EMEA

  Assisting with reviews, risk assessments and monitoring and testing to ensure end to end compliance with legal and regulatory requirements, policies and procedures

  Engaging with internal and external legal counsel, audit and other business functions on compliance matters

  Liaison with business management regarding their Business Unit queries, testing and monitoring results, changes in the regulatory environment and non-compliance with relevant policies and procedures

  Improve the organisation’s understanding of the Three Lines of Defence Regulatory Compliance Program and oversight of risks to support a risk-aware culture and drive risk ownership with business and process owners

  Specific activities will include:

  Regulatory reporting

  Incident reporting

  Regulatory horizon scanning, identification, research and analysis of regulatory compliance rules and regulations

  Regulation / rule mapping and implementation

  Engagement with the Financial Crimes Unit and Data Protection Officer

  Participation in certain committees and engagement with the Board of Directors.

  Demonstrate commitment to Fiserv’s code of conduct and values:

  Earn client trust every day

  Create with Purpose

  Inspire and achieve excellence

  Do the right thing

  Deliver on the promise of one Fiserv

  Position Requirements

  Prior experience / exposure to the payments industry within in a compliance or risk function desirable.

  Previous experience interacting with regulatory authorities would be useful, but is not obligatory. A sense of urgency, assertiveness, and directness.

  Ability to adjust quickly to new demands, assimilate a vast array of information and shape priorities.

  Experience of payments, merchant acquiring, card issuing services, and new payment methods preferred.

  Ability to collaborate in a team based environment across functional disciplines and lines of business.

  Analytical and problem-solving skills.

  Proactive and able to organize self and work.

  Proven ability to communicate effectively in English at all levels both orally and in writing.

  Thank you for considering employment with Fiserv. Please:

  Apply using your legal name

  Complete the step-by-step profile and attach your resume (either is acceptable, both are preferable).

  What you should know about us:

  Fiserv is a global fintech leader with 40,000-plus (and growing) associates proudly serving clients in more than 100 countries. As a FORTUNE™ 500 company, one of Fast Company’s Most Innovative Companies, and a top scorer on Bloomberg’s Gender-Equality Index, we are committed to excellence and purposeful innovation.

  Our commitment to Diversity and Inclusion:

  We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

  Warning about fake job posts:

  Please be aware of fraudulent job postings that are not affiliated with Fiserv. Fraudulent job postings may be used by cyber criminals to target your personally identifiable information and/or to steal money or financial information.

  Any communications from a Fiserv representative will come from a legitimate business email address. We will not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a secure video call. We won’t ask you for sensitive information nor will we ask you to pay anything during the hiring process. We also won’t send you a check to cash on Fiserv’s behalf.

  If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local law enforcement.

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