Home
/
Comprehensive
/
Client Onboarding and Regulatory Services Associate
Client Onboarding and Regulatory Services Associate-April 2024
Baltimore
Apr 15, 2025
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Client Onboarding and Regulatory Services Associate

  Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

  The primary responsibilities are:

  Performing process quality checks and driving process improvementsReviewing customer databases (i.e. data checks on the core system of Morgan Stanley and review of the records of existing clients).Raising and escalating potential data quality, process or policy issuesReviewing documentation and data to ensure it meets regulatory requirementsProviding status reports and escalating issues to management, as appropriateLead detailed analysis with line staff, wider Ops groups to proactively identify, analyze/quantify manual inefficiencies (non-value added activities) and determine how processes can be improved with resources and tools (Excel Automation & SharePoint);

  Outstanding attention to detail and analytical ability

  Professional Excel SkillsExcellent written and verbal communication skillsAbility to multi-task, work to tight deadlines, and prioritize effectivelyAbility to work independentlyGood computer skills, quick adaption to new systemsUnderstanding of regulatory landscapeAdaptability and flexibility, ability to perform under pressure or in changing environmentAbility to interact effectively with others across departments, regions and time zonesProblem solving through initiative and tenacityExcellent organizational skillsStrong listening and verbal/written communicationsStrong presentation skillsExperiences Required:- 3 years' experience in financial services or other related operational roles- Experience in regulatory compliance or equivalent background is advantageous- Advanced skills in Microsoft Office applications- Quality Control or Assurance experience is advantageous- Experience in the financial industry or equivalent background is advantageous

  Role is Hybrid and will require in office attendance 3 days/week.

  Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

  It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

  Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

  Job: *Other

  Title: Client Onboarding and Regulatory Services Associate

  Location: Maryland-Baltimore

  Requisition ID: 3245636

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Pain Management Physician
Examine, diagnose, and treat patients with pain due to illness or injury, including prescribing medications and adjusting treatment plans as necessary. Requirements: Medical degree; must have complet
Registered Nurse: Operating Room
Requisition Number: 505936 Why Maple Grove Hospital? At Maple Grove Hospital you will be a valuable member of our inclusive and nurturing team that values professional growth, offering big benefits l
Sr Account Manager
Cella is regarded as the premier marketing, creative & digital workforce solutions firm in the U.S. We’re seeking highly skilled Sr. Account Manager to land, grow and maintain deep and lasting re
Nutrition Assistant I
Overview St. Lukes Health–Sugar Land Hospital offers the latest technology and treatments for residents of Fort Bend County and Southwest Houston. Our services range from heart care and neuroscience
Resident Care Director
Resident Care Director Loomis Village South Hadley, MA Full Time ExemptPosition Summary Description: Provides leadership to the Assisted Livingneighborhood ensuring residents have the opportunity to
Registered Nurse - PCU
Benefits We Offer: Comprehensive health, prescription, dental, vision, life, and disability plans Competitive pay rates Referral opportunities ? Refer a friend & Cash in! Travel reimbursement and
Director, IT Procurement & Vendor Management (Hybrid Brea, CA)
Job Description: Job Summary We are looking for a Head of IT Procurement and Vendor Management to join our team and oversee the relationship and performance of our IT vendors and partners. You will b
Kitchen Technician
Job Number 24012134 Job Category Engineering & Facilities Location The St. Regis Abu Dhabi, Nation Tower, Corniche, Abu Dhabi, United Arab Emirates, United Arab Emirates Schedule Full-Time Locate
Russian Associate Language Instructor
Threat Tec LLC Threat Tec, LLC is the leader of Operational Environment(OE) replication and Threat Emulation/Wargaming solutions. Threat Tecbrings innovative thinking and extensive experience to comp
Service Technician
Overview *$1,500 Signing Bonus! When you join Suburban Propane, you become a part of a fast-paced and dynamic company that has been serving its employees and customers for over 90 years. You join an
Copyright 2023-2025 - www.zdrecruit.com All Rights Reserved