Home
/
Comprehensive
/
Client Onboarding and Regulatory Services Associate
Client Onboarding and Regulatory Services Associate-April 2024
Baltimore
Apr 8, 2026
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Client Onboarding and Regulatory Services Associate

  Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

  The primary responsibilities are:

  Performing process quality checks and driving process improvementsReviewing customer databases (i.e. data checks on the core system of Morgan Stanley and review of the records of existing clients).Raising and escalating potential data quality, process or policy issuesReviewing documentation and data to ensure it meets regulatory requirementsProviding status reports and escalating issues to management, as appropriateLead detailed analysis with line staff, wider Ops groups to proactively identify, analyze/quantify manual inefficiencies (non-value added activities) and determine how processes can be improved with resources and tools (Excel Automation & SharePoint);

  Outstanding attention to detail and analytical ability

  Professional Excel SkillsExcellent written and verbal communication skillsAbility to multi-task, work to tight deadlines, and prioritize effectivelyAbility to work independentlyGood computer skills, quick adaption to new systemsUnderstanding of regulatory landscapeAdaptability and flexibility, ability to perform under pressure or in changing environmentAbility to interact effectively with others across departments, regions and time zonesProblem solving through initiative and tenacityExcellent organizational skillsStrong listening and verbal/written communicationsStrong presentation skillsExperiences Required:- 3 years' experience in financial services or other related operational roles- Experience in regulatory compliance or equivalent background is advantageous- Advanced skills in Microsoft Office applications- Quality Control or Assurance experience is advantageous- Experience in the financial industry or equivalent background is advantageous

  Role is Hybrid and will require in office attendance 3 days/week.

  Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

  It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

  Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

  Job: *Other

  Title: Client Onboarding and Regulatory Services Associate

  Location: Maryland-Baltimore

  Requisition ID: 3245636

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Dishwasher
Job Title: Dishwasher – part time Department: Food & Beverage Reports to: Executive Chef Pay: $16 per hour Jekyll Island Convention Center, an ASM Global managed facility, has an immediate openin
Laboratory Assistant
...
Facilities Coordinator- Santa Clarita, CA
Facilities Coordinator- Santa Clarita, CA Job ID 151990 Posted 22-Jan-2024 Service line GWS Segment Role type Full-time Areas of Interest Facilities Management Location(s) Los Angeles - California -
Strategic Customer Sales Manager
Strategic Customer Sales Manager - 2406163650W Description NeuWave Medical, a division of Ethicon US LLC, within the Johnson & Johnson Family of Companies, is recruiting for a Strategic Customer
Accounting Analyst
The Position: A vacancy has arisen within the Billing Credit Control Team which sits in the Operational Finance Team and supports the GBH & GIH business. The successful applicant will be responsi
Customer Service Associate - Temporary
Job Description: Models and delivers a distinctive and delightful customer experience. Registers sales on assigned cash register, provides customers with courteous, fair, friendly, and efficient chec
Medical Assistant at WellMed
$1,200 Sign-on Bonus for External Candidates Opportunities at WellMed , part of the Optum family of businesses. We believe all patients are entitled to the highest level of medical care. Here, you wi
Restaurant Team Member
Req ID: 428739 Address: 188 North 30 Road Syracuse, NE, 68446 Benefits: * Paid Time Off * Flexible Scheduling * 401(k) – 100% match up to 5% * Medical/Dental/Vision Insurance after 30 days * Competit
Community Mortgage Bank Sales Consultant
About this role: Wells Fargo is seeking a Community Mortgage Bank Sales Consultant (SAFE) in Consumer Lending as part of Home Lending. For additional information on this line of business, refer to th
Senior Technology Auditor
Description You Lead the Way. We’ve Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global an
Copyright 2023-2026 - www.zdrecruit.com All Rights Reserved