Home
/
Comprehensive
/
Client Onboarding and Regulatory Services Associate
Client Onboarding and Regulatory Services Associate-March 2024
Baltimore
Mar 9, 2026
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Client Onboarding and Regulatory Services Associate

  Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

  The primary responsibilities are:

  Performing process quality checks and driving process improvementsReviewing customer databases (i.e. data checks on the core system of Morgan Stanley and review of the records of existing clients).Raising and escalating potential data quality, process or policy issuesReviewing documentation and data to ensure it meets regulatory requirementsProviding status reports and escalating issues to management, as appropriateLead detailed analysis with line staff, wider Ops groups to proactively identify, analyze/quantify manual inefficiencies (non-value added activities) and determine how processes can be improved with resources and tools (Excel Automation & SharePoint);

  Outstanding attention to detail and analytical ability

  Professional Excel SkillsExcellent written and verbal communication skillsAbility to multi-task, work to tight deadlines, and prioritize effectivelyAbility to work independentlyGood computer skills, quick adaption to new systemsUnderstanding of regulatory landscapeAdaptability and flexibility, ability to perform under pressure or in changing environmentAbility to interact effectively with others across departments, regions and time zonesProblem solving through initiative and tenacityExcellent organizational skillsStrong listening and verbal/written communicationsStrong presentation skillsExperiences Required:- 3 years' experience in financial services or other related operational roles- Experience in regulatory compliance or equivalent background is advantageous- Advanced skills in Microsoft Office applications- Quality Control or Assurance experience is advantageous- Experience in the financial industry or equivalent background is advantageous

  Role is Hybrid and will require in office attendance 3 days/week.

  Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

  It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

  Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

  Job: *Other

  Title: Client Onboarding and Regulatory Services Associate

  Location: Maryland-Baltimore

  Requisition ID: 3245636

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Technical Project Manager
Technical Project Manager This is a unique opportunity for a high energy and experienced accessibility SME to help drive accessibility initiatives within Pearson: the largest publisher in the world.
ACTING/MUSIC THEATER Adjunct Position @ Carnegie Mellon University
Reference #: 139696Carnegie Mellon University: College of Fine Arts: Drama LocationPittsburgh, PAOpen DateJan 22, 2024 Description The School of Drama within the College of Fine Arts at Carnegie Mell
Account Manager
Account Manager We are the movers of the world and the makers of the future. We get up every day, roll up our sleeves and build a better world -- together. At Ford, we’re all a part of something bigg
ARCHEOLOGIST
Summary This position is located with the Bureau of Indian Affairs, Eastern Oklahoma Region in Muskogee, Oklahoma. This is a Bargaining Unit position, for more information see What are bargaining uni
Product Demonstrator Part Time
Job Posting Overview Weekly Pay Flexible Schedule Fun Work Environment Career Advancement Opportunities Online and/or on-the-job training This part time associate samples products for suppliers withi
Customer Service Associate - Temporary
Job Description: Models and delivers a distinctive and delightful customer experience. Registers sales on assigned cash register, provides customers with courteous, fair, friendly, and efficient chec
Network Administrator
Description The Leidos National Security Sector has an exciting opportunity in Washington, DC and Reston, VA. The Network Administrator will be part of an elite team of IT professionals to helping ma
Flex Merchandiser
Flex Merchandiser Date Posted: 01/02/2024 Apply Employee Type:Part Time Location:Ashland, MO Pay Rate:13.3 Date Posted: 01/02/2024 Job ID: 120839 Job Description Retail Merchandisers Needed! Earn $13
Customer Supply Chain Manager, Walmart
Customer Supply Chain Manager, Walmart Location: Bentonville, AR Travel Expected: 10% Job Type: Full time About the Job At Sanofi Consumer Healthcare, we have one shared mission – we work passionatel
Machine Operator - WK AM
Additional Locations: N/A Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, we'll give you the opportunity to harness all that's within
Copyright 2023-2026 - www.zdrecruit.com All Rights Reserved