Home
/
Comprehensive
/
Client Onboarding and Regulatory Services Associate
Client Onboarding and Regulatory Services Associate-March 2024
Baltimore
Mar 21, 2026
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Client Onboarding and Regulatory Services Associate

  Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

  The primary responsibilities are:

  Performing process quality checks and driving process improvementsReviewing customer databases (i.e. data checks on the core system of Morgan Stanley and review of the records of existing clients).Raising and escalating potential data quality, process or policy issuesReviewing documentation and data to ensure it meets regulatory requirementsProviding status reports and escalating issues to management, as appropriateLead detailed analysis with line staff, wider Ops groups to proactively identify, analyze/quantify manual inefficiencies (non-value added activities) and determine how processes can be improved with resources and tools (Excel Automation & SharePoint);

  Outstanding attention to detail and analytical ability

  Professional Excel SkillsExcellent written and verbal communication skillsAbility to multi-task, work to tight deadlines, and prioritize effectivelyAbility to work independentlyGood computer skills, quick adaption to new systemsUnderstanding of regulatory landscapeAdaptability and flexibility, ability to perform under pressure or in changing environmentAbility to interact effectively with others across departments, regions and time zonesProblem solving through initiative and tenacityExcellent organizational skillsStrong listening and verbal/written communicationsStrong presentation skillsExperiences Required:- 3 years' experience in financial services or other related operational roles- Experience in regulatory compliance or equivalent background is advantageous- Advanced skills in Microsoft Office applications- Quality Control or Assurance experience is advantageous- Experience in the financial industry or equivalent background is advantageous

  Role is Hybrid and will require in office attendance 3 days/week.

  Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

  It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

  Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

  Job: *Other

  Title: Client Onboarding and Regulatory Services Associate

  Location: Maryland-Baltimore

  Requisition ID: 3245636

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Area Supervisor
Our values start with our people, join a team that values you! We are the nation’s largest off-price retailer with over 2,000 stores, and a strong track record of success and growth. Our focus has al
Supply Chain Consultant
前書き IBM自身の変革事例やグローバルでの最新プロジェクト事例を踏まえ、お客様の経営課題に対応するサプライチェーン、サステナビリティ、購買、生産部門のあるべき姿を描き、システム導入、 オペレーションの外部化(BPO)も含めたTransformationの実行の支援。 提案からSolution architect、Mobilization、Deliveryへの橋渡しまでone teamで行なって
Water / Wastewater Engineering Manager 5 - US Hybrid
Water / Wastewater Engineering Manager 5 - US Hybrid Date: Feb 8, 2024 Location: US Company: Black & Veatch Family of Companies Together, we own our company, our future, and our shared success. A
Retail Stocking Supervisor
141173BRPosting Title:Retail Stocking SupervisorJob Description: A Supervisor (full-time) is a valued member of a high performing team who is empowered & equipped to do their job. You will know w
Senior Civil Engineer - Aviation & Federal (Oak Ridge)
Description The Senior Civil Engineer will lead civil design project teams in Oak Ridge, TN to create world class designs for new projects, alterations and redevelopments on a variety of equipment an
Manager Environ Compliance
Clean Harbors is seeking a Manager Environmental Compliance. The functions of the Compliance Manager position are to manage day to day regulatory functions at a facility or group of facilities. The e
Analyst, Economic Engagement & Private Sector Development
Overview What You’ll Be Doing Cadmus is actively seeking an Analystto join our Economic Engagement & Private Sector Development team in Arlington, Virginia. Who We Are At Cadmus, we recognize tha
Technical Support Professional
Introduction At IBM, work is more than a job - it's a calling: To build. To design. To code. To consult. To think along with clients and sell. To make markets. To invent. To collaborate. Not just to
Instrumentation Technician
Kelly® Engineering is seeking Instrumentation Technician for contract position at manutacturing client in Carolina, Puerto Rico. If you’re passionate about bringing the latest professional discoverie
PRN Home Infusion Nurse - Santa Fe
Delivering an exceptional infusion experience, everywhere. Delivering on our unyielding commitment, always. Naven Health is a nationwide home infusion nursing network and clinical platform focused on
Copyright 2023-2026 - www.zdrecruit.com All Rights Reserved