Home
/
Comprehensive
/
Client Onboarding and Regulatory Services Associate
Client Onboarding and Regulatory Services Associate-January 2024
Baltimore
Jan 16, 2026
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Client Onboarding and Regulatory Services Associate

  Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

  The primary responsibilities are:

  Performing process quality checks and driving process improvementsReviewing customer databases (i.e. data checks on the core system of Morgan Stanley and review of the records of existing clients).Raising and escalating potential data quality, process or policy issuesReviewing documentation and data to ensure it meets regulatory requirementsProviding status reports and escalating issues to management, as appropriateLead detailed analysis with line staff, wider Ops groups to proactively identify, analyze/quantify manual inefficiencies (non-value added activities) and determine how processes can be improved with resources and tools (Excel Automation & SharePoint);

  Outstanding attention to detail and analytical ability

  Professional Excel SkillsExcellent written and verbal communication skillsAbility to multi-task, work to tight deadlines, and prioritize effectivelyAbility to work independentlyGood computer skills, quick adaption to new systemsUnderstanding of regulatory landscapeAdaptability and flexibility, ability to perform under pressure or in changing environmentAbility to interact effectively with others across departments, regions and time zonesProblem solving through initiative and tenacityExcellent organizational skillsStrong listening and verbal/written communicationsStrong presentation skillsExperiences Required:- 3 years' experience in financial services or other related operational roles- Experience in regulatory compliance or equivalent background is advantageous- Advanced skills in Microsoft Office applications- Quality Control or Assurance experience is advantageous- Experience in the financial industry or equivalent background is advantageous

  Role is Hybrid and will require in office attendance 3 days/week.

  Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

  It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

  Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

  Job: *Other

  Title: Client Onboarding and Regulatory Services Associate

  Location: Maryland-Baltimore

  Requisition ID: 3245636

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Concierge Customer Service Representatives
Description At Percepta, we bring first-class service across each market we support. As a Concierge Customer Service Representative in Dearborn, MI, specializing in the automotive industry, you’ll be
Automotive Technician
Automotive Technician - A/B/C Skilled Level Paddock Chevrolet has immediate openings for skilled Automotive Technicians. At Paddock Chevrolet we strive to make every customer a customer for life. Hap
Store Manager Hamburg Europapassage Calvin Klein Jeans (m/w/d)
PVH ist eines der erfolgreichsten Mode- und Lifestyle-Unternehmen der Welt. Unser Markenportfolio umfasst die iconic brands CALVIN KLEIN und TOMMY HILFIGER. Mit mehr als 30.000 Mitarbeiter:innen, die
Kitchen Manager
Kitchen Manager Stars and Strikes Family Entertainment Center is seeking an experienced Kitchen Manager who is ready to be part of a high volume, fast-paced restaurant in a growing company.  Our Kitc
LPN, Inpatient 6N Med Surg, Forbes
Company : Allegheny Health Network Job Description : The 6 North colorectal/general surgical nursing unit is a 43 bed unit that specializes in the care and management of patients receiving treatment
RPA GCS Technician I/Ellsworth AFB, SD
* Candidates must possess current DoD Top Secret Security Clearance with SCI * The Ground Control Station (GCS) Technician I position will support the daily operations of an Air Force Remotely Pilote
Cheese Process Engineer I - Capital Projects
Leprino Foods Position Title: Cheese Process Engineer I - Capital Projects Shift Type: Full Time Location: Denver, CO, US, 80211 Posted Date: Jan 31, 2024 Requisition ID: 29385 No of Openings: 1 Job
Travel OR Tech / Surgical Tech job in Seattle, WA - Make $2188 - $2399/week (Job
Aya Healthcare has an immediate opening for the following position: OR Tech / Surgical Tech in Seattle, WA.We'll work with you to build the healthcare career of your dreams. Whether you want a job cl
barista - Store# 75017, I-35W AND LAKE DRIVE
Join us and inspire with every cup! At Starbucks, it’s all about connection. People are at the heart of who we are, especially the people that are a part of our store team. We connect with each other
Sonographer (Ultrasound Tech)
DescriptionSign on Bonus of $2500 for eligible candidates!Essential FunctionsProvide quality sonographic images in a timely manner.Assures a safe and clean environment.Maintains knowledge of technica
Copyright 2023-2026 - www.zdrecruit.com All Rights Reserved