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Vice President -Institutional Securities Audit (Internal Audit)
Vice President -Institutional Securities Audit (Internal Audit)-April 2024
Mumbai
Apr 20, 2025
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
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About Vice President -Institutional Securities Audit (Internal Audit)

  We're seeking someone to join our team as a Vice President to lead assurance coverage for MS India ISG Business entities.

  In the Audit division, we provide senior management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This is a Vice President level position within the Business audit familywhich is responsible for inspecting controls in front, middle and back offices.Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.

  At Morgan Stanley India, we support the Firm’s global businesses, with critical presence across Institutional Securities, Wealth Management and Investment management, as well as in the Firm’s infrastructure functions of Technology, Operations, Finance, Risk Management, Legal and Corporate & Enterprise Services. Morgan Stanley has been rooted in India since 1993, with campuses in both Mumbai and Bengaluru. We empower our multi-faceted and talented teams to advance their careers and make a global impact on the business. For those who show passion and grit in their work, there’s ample opportunity to move across the businesses.Interested in joining a team that’s eager to create, innovate and make an impact on the world? Read onWhat you'll do in the role:- Formulate and lead a wide range of assurance activities to assess risks within coverage area and the state of controls in place to mitigate them- Proactively identify risk and emerging risk, and factor into risk assessment and assurance coverage- Articulate actionable insights to management regarding criticality and impact of risks to the business- Effectively partner with colleagues and stakeholders globally to drive effective working relationships- Align projects and initiatives with department and coverage area priorities, and oversee team's execution of deliverables in accordance with audit methodology and quality standards- Responsible for leading risk based assurance coverage for MS India business entities in line with the expectations from key regulators like RBI (relating to Primary Dealer including FX) and SEBI (pertaining to Merchant banking, institutional broker dealer and Research)

  What you'll bring to the role: - At least 10 years' relevant experience would generally be expected to find the skills required for this role- Advanced knowledge of industry, global markets and regulations relevant to coverage area- Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)- Ability to articulate risk and impact clearly and succinctly to different audiences- Effective change and project management techniques and ability to support teams in adapting new ways of working- Ability to leverage and analyze data to inform focus and views on risk- Ability to coach and mentor others and create an inclusive work environment for team- Strong understanding of regulatory landscape in India alongwith hands on experience of working on regulatory matters as outlined by key regulators like RBI and SEBI- In-depth understanding of financial instruments including equity, fixed income, derivatives, structure products and other financial products and services

  At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. We Firm is differentiated by the caliber of our diverse team. While our company culture and commitment to inclusion define our legacy and shape our future, helping to strengthen our business and bring value to clients around the world. Learn more about how we put this commitment to action: morganstanley.com/diversity We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry.Coverage• Monday to Friday from 12:00PM to 9:00PM India time with flexibility on standard working hours for time sensitive matters.• Periodic evening calls with US and EMEA Internal Auditors and auditees.Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.• Monday to Friday from 12:00PM to 9:00PM India time with flexibility on standard working hours for time sensitive matters.• Periodic evening calls with US and EMEA Internal Auditors and auditees.Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.

  Job: *Other

  Title: * Vice President -Institutional Securities Audit (Internal Audit) *

  Location: Non-Japan Asia-India-Maharashtra-Mumbai (MSA)

  Requisition ID: 3246139

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