About this role:

　　Wells Fargo is seeking a Senior Financial Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Working as a Financial Advisor in the affluent partnership, you will be working with clients in partnership with Branch Banking and Premier. Learn more about our career areas and lines of business at wellsfargojobs.com .

　　In this role you will:

　　Meet with clients to collect financial information, conduct the needed discovery, assess investment needs and evaluate client's overall financial needs

　　Determine which financial products are suitable for the client's needs and financial circumstances

　　Advise clients regarding advantages and disadvantages of different financial products such as mutual funds, advisory, annuities, insurance and investments

　　Meet all the financial needs of the client through enterprise partnerships

　　Identify and refer clients to other financial services and specialists as may be appropriate

　　Provide client support, including to clients referred by other Wells Fargo channels

　　May conduct investment seminars to promote WFA and available products to new and existing clients

　　Participate in various community and business activities to build and expand relationships and meet potential new clients

　　Conduct branch training sessions and in-branch coaching with team members

　　Present Premier as a team, with your Premier Banker partner

　　Engaged in partnership activities with assigned locations

　　Partner with and mentor Licensed Bankers Relationship Bankers and/or Licensed Premier Bankers

　　Partner with and refer cross-marketing opportunities to other WFB channels

　　Demonstrate a desire to grow assets within the Wells Fargo branch system

　　This LO position has customer contact and job duties which may include needs assessing and referring those customers interested in a dwelling secured product to a SAFE team member. This position includes assisting customers without taking an application and without offering or negotiating terms of a dwelling secured transaction. Individuals in a LO position also must meet the Loan Originator requirements under Regulation Z (LO) outlined in the job expectations below

　　Required Qualifications:

　　4+ years of Financial Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

　　2+ years of financial advisement experience

　　Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

　　Desired Qualifications:

　　Experienced Financial Advisors, with demonstrated client interactions, with no expectations of transitioning your current book of business

　　Experience in collaborating with internal bank partners, such as Premier Bankers

　　Demonstrated history of providing investment recommendations to retail clients

　　Job Expectations:

　　Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo policies. The LO qualification requirements include meeting applicable financial responsibility, character, general financial fitness and criminal background standards. A current credit report will be used to assess your financial responsibility and credit fitness, however, a credit score is not included as part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary

　　Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position

　　Compliance with state law registration and licensing requirements is mandatory

　　In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply

　　Additional requirements include meeting enhanced financial fitness and criminal background standards

　　Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance

　　For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required

　　Compliance with rules and regulations for operating on bank premises

　　This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

　　This position is not eligible for Visa sponsorship.

　　This position is fully commissioned and does not offer a base pay range.

　　Posting locations: 1960 28th St. Boulder, CO 80301 or 1301 Jackson, Golden, CO 80401

　　Pay Range

　　$0.00 - $0.00

　　Benefits

　　Wells Fargo provides all eligible full- and part-time employees with a comprehensive set of benefits designed to protect their physical and financial health and to help them make the most of their financial future. Visit Benefits - Wells Fargo Careers for an overview of the following benefit plans and programs offered to employees.

　　401(k) Plan

　　Paid Time Off

　　Parental Leave

　　Critical Caregiving Leave

　　Discounts and Savings

　　Health Benefits

　　Commuter Benefits

　　Tuition Reimbursement

　　Scholarships for dependent children

　　Adoption Reimbursement

　　Posting End Date:

　　28 Jan 2024

　　* Job posting may come down early due to volume of applicants.

　　We Value Diversity

　　At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

　　Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

　　Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

　　Applicants with Disabilities

　　To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

　　Drug and Alcohol Policy

　　Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

　　Company: WELLS FARGO BANK

　　Req Number: R-331619-1

　　Updated: Wed Jan 17 00:00:00 UTC 2024

　　Location: BOULDER,Colorado